Compliance Analyst - Core Compliance

Leading global alternative investment firm headquartered in Boston. 

The Compliance Analyst will be a member of the Core Compliance team.  The position works closely with the business unit Compliance and other risk and controls teams.

Key Responsibilities

  • Ensuring the firm is meeting the requirements of rule 204A-1 (Code of Ethics) and other employee obligations such as conflicts of interests and political giving
  • Coordinating with employees on requisite disclosures and reporting
  • Supporting with the maintenance of the firm restricted lists
  • Conducting testing on business and employee activities
  • Coordinating with the line of business compliance team to resolve open items
  • Assisting with presentations for senior management

Technical/Compliance Qualifications

· Strong academic background (GPA of 3.25+ preferred)

· 1+ year of professional experience

· Proficiency in Microsoft Office products (Excel, Outlook, PowerPoint, Word) and other compliance tools and solutions

General Qualifications

· Dedicated team player with a strong sense of ownership and follow-through skills

· Capacity to handle highly confidential and sensitive information

· Detail-oriented, conscientious and energetic professional with ability to think creatively

· Strong interpersonal skills with capacity to interact with outside parties and personnel across all levels of the firm

· Ability to prioritize responsibilities and work under deadlines

· Ability to read and decipher complex legal documents

· Strong problem-solving skills

· Flexible work hours may be required

Job ID: 9418

Compliance Manager - Business Unit Compliance

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